E ISSN: 2583-049X
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International Journal of Advanced Multidisciplinary Research and Studies

Volume 3, Issue 1, 2023

Implementing Corrective and Preventive Action Strategies to Achieve Sustainable Clinical Trial Compliance



Author(s): Wasiu Eyinade, Adaobu Amini-Philips, Ayomide Kashim Ibrahim

Abstract:

The implementation of corrective and preventive action (CAPA) strategies has become a cornerstone in maintaining sustainable clinical trial compliance within the evolving regulatory landscape. Clinical trials are complex endeavors, often involving multiple stakeholders, diverse geographies, and intricate regulatory requirements. As trials expand globally, ensuring consistent adherence to Good Clinical Practice (GCP) and international guidelines requires structured mechanisms to identify, address, and prevent compliance deficiencies. This paper explores how systematic CAPA strategies can be deployed to improve operational efficiency, mitigate risks, and strengthen long-term sustainability in clinical trial compliance. Corrective actions focus on remediating nonconformities such as protocol deviations, data integrity issues, or delayed reporting of adverse events, while preventive actions proactively address underlying causes to reduce recurrence. A robust CAPA framework integrates root cause analysis, cross-functional collaboration, and continuous monitoring to ensure accountability and regulatory alignment. By embedding CAPA processes into quality management systems, organizations can enhance transparency, improve documentation practices, and foster a culture of continuous improvement. Moreover, digital innovations such as risk-based monitoring, centralized data analytics, and automated reporting systems are transforming CAPA implementation, enabling real-time detection of compliance risks and timely intervention. These tools not only streamline documentation and communication but also support predictive modeling to anticipate potential challenges before they escalate. Case examples from oncology and rare disease trials demonstrate that CAPA-driven approaches significantly reduce protocol violations, improve patient safety oversight, and enhance data credibility. Sustainable compliance is achieved when CAPA strategies transcend reactive measures and evolve into preventive frameworks that promote resilience, adaptability, and ethical rigor. For sponsors, contract research organizations, and regulatory bodies, CAPA represents a dynamic mechanism to safeguard patient rights, ensure scientific validity, and uphold public trust in clinical research. This paper concludes that embedding CAPA into organizational culture and leveraging advanced technologies are critical to achieving lasting compliance in multi-site, multi-country clinical trials.


Keywords: Corrective Action, Preventive Action, CAPA, Clinical Trial Compliance, Patient Safety, Regulatory Adherence, Data Integrity, Risk-Based Monitoring, Quality Management, Sustainable Compliance

Pages: 1262-1278

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